Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03993 | 10/01/2010 | Claimant(s): David Sherman, David A.Sherman Liv Tr, Claimant Lawyers(s): Harvey J. Barnett Respondent(s): Sanford C. Bernstein & Co., Llc Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Stephen C. Esposito, Herbert S. Channick, David M. Fetter Hearing Site: Chicago, IL |  | $600 |
| 09-00415 | 09/07/2010 | Claimant(s): Laurel Blau Revocable Trust Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Kimon Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Ben Suter Arbitrator(s): Robert L. Agusto, James F. Carlson, David M. Fetter Hearing Site: Chicago, IL | | Stipulated Award and Expungement |