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FINRA Awards for Laurel Blau Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0041509/07/2010Claimant(s): Laurel Blau Revocable Trust
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Kimon Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Ben Suter
Arbitrator(s): Robert L. Agusto, James F. Carlson, David M. Fetter
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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