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FINRA Awards for William R. Rafti

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0370602/11/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory Simon
Respondent(s): Christopher Bunker
Respondent Lawyers(s): Christopher W. Bunker
Arbitrator(s): Donald E. Berryman, William R. Rafti, Carol Jeanne Medof
Hearing Site: Las Vegas, NV
08-0007206/19/2009Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Judy Louie
Respondent(s): Donald Peterson
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King
Hearing Site: Reno, NV

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