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FINRA Awards for Kent Pearce

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0046301/11/2019Claimant(s): Kent Pearce
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Louis P. Wagman
Hearing Site: Baltimore, MD
18-0029412/18/2018Claimant(s): Kent Pearce
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James A. Hayes
Hearing Site: Baltimore, MD

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