Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02112 | 06/25/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol Li Respondent(s): David Pennington Respondent Lawyers(s): David Steele Pennington Arbitrator(s): Jeffrey M. Bain Hearing Site: Louisville, KY | ||
| 05-04639 | 12/21/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): William W. Allen Respondent(s): David Pennington, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Davidson, Russell Sayre Arbitrator(s): Amelia F. Adams, Carolyn K. Balleisen, John D. Robb Hearing Site: Louisville, KY |