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FINRA Awards for Stephen H. Broer

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0123409/24/2018Claimant(s): Anthony Domino
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Stephen H. Broer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY

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