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FINRA Awards for James A. Sigler

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0147411/21/2016Claimant(s): Walid Shinnawi
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): DFA Securities LLC, Dimensional Fund Advisors.
Respondent Lawyers(s): Laura Shelby
Arbitrator(s): Barbara M. Zak, James A. Sigler, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
10-0509705/01/2013Claimant(s): Peter Prescott
Claimant Lawyers(s): David Harrison
Respondent(s): Financial Network Investment Corporation, The Leader Board
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Alan Stamm, James A. Sigler, Walter R. Whitman
Hearing Site: Los Angeles, CA

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