FINRA Awards for David Rich

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03723	08/16/2017	Claimant(s): Ricardo Latta Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Howard N. Kahn, Gary M. Landau, David Rich Hearing Site: Boca Raton, FL
16-01150	09/01/2016	Claimant(s): Daniel Rosenberg Claimant Lawyers(s): Debra A. Jenks Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich Hearing Site: Boca Raton, FL