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FINRA Awards for Craig Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0357007/21/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert E. Jenks
Hearing Site: Las Vegas, NV
19-0336806/17/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Mary Margaret Bush
Hearing Site: Salt Lake City, UT
19-0336906/12/2020Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Erik R. Siering
Hearing Site: Las Vegas, NV

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