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FINRA Awards for William C. Soo-Hoo

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0077006/15/2010Claimant(s): Alvin Shrago
Claimant Lawyers(s): James A. Batson
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Peter A. Goldman, William C. Soo-Hoo, Anita Sippy
Hearing Site: New York, NY

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