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FINRA Awards for Scott Maloy

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0144804/26/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Patrick J. Folan
Respondent(s): Scott Maloy
Respondent Lawyers(s): Scott D. Maloy
Arbitrator(s): Lawrence E. Little, Kay A. Johnson, CRCP, Clydia Jean Cuykendall
Hearing Site: Seattle, WA

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