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FINRA Awards for Steven Mandala

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0445305/19/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Steven Mandala
Respondent Lawyers(s): Steven Michael Mandala
Arbitrator(s): Anne Wickham Boyle, Michelle Jacobowitz Gallagher, Linda J. Baer
Hearing Site: New York, NY

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