| 08-02687 | 10/22/2009 | Claimant(s): Allegiant Securities L.L.C.
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Ira Weinstein
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Arthur J. Leibell, Craig Edward Stein, Andrew David Kahng
Hearing Site: Miami, FL
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| 08-02685 | 09/28/2009 | Claimant(s): Hector Nieto
Claimant Lawyers(s): Gary L. Goodenow
Respondent(s): Atlas One Financial Group
Respondent Lawyers(s): Mark E. Zelek
Arbitrator(s): Arthur J. Leibell, Elena G. Rodriguez, Sandro L. Ramos
Hearing Site: Miami, FL
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| 07-02724 | 10/22/2008 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Gary Richard Irwin
Respondent(s): Wayne Sorokowski
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Arthur J. Leibell, Ted Romanos, William R. Alheim
Hearing Site: Boca Raton, FL
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| 06-04007 | 08/27/2007 | Claimant(s): Capital Growth Financial
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): Keith Gerr
Respondent Lawyers(s): Keith Gerr
Arbitrator(s): Arthur J. Leibell, Gary M. Landau, Walter John Chesney
Hearing Site: Boca Raton, FL
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