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FINRA Awards for Jack W. Windt

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0033106/03/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Dennis Merritt
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Benjamin E. Fisher, Jack W. Windt, Gerald F. Gude
Hearing Site: Tampa, FL
12-0427211/14/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Robert Noxon
Respondent Lawyers(s): Robert Noxon
Arbitrator(s): Jack W. Windt
Hearing Site: Tampa, FL
11-0346704/17/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): James Yarbrough
Respondent Lawyers(s): James Yarbrough
Arbitrator(s): Jack W. Windt
Hearing Site: Tampa, FL

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