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FINRA Awards for Stephanie Elliott

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0229706/30/2023Claimant(s): Thomas Jester
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Carl Williams, Diane Buchanan, Stephanie Elliott, Chapin Davis
Respondent Lawyers(s): Douglas W. Hyman, Michael P. Shaw
Arbitrator(s): Steven H. Vogel, Joseph A. Landa, Iris Sagrado
Hearing Site: Chicago, IL
17-0072407/23/2018Claimant(s): Charles Laubach
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Stephanie Elliott, Talbot Albert, Chapin Davis.
Respondent Lawyers(s): Priscilla A. Donovan
Arbitrator(s): David L. Ruderman, John Leslie Coker, Debra Robina Curtis-Petties
Hearing Site: Baltimore, MD

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