Potomac Analytics' Logo

FINRA Awards for Advisory Financial Consultants.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0214806/07/2016Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): John Lohmeier, Rebecca Townsend
Respondent Lawyers(s): John Harold Lohmeier, Rebecca Anne Townsend
Arbitrator(s): Charles E. Farnsworth
Hearing Site: San Francisco, CA
07-0305512/29/2015Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Locke Haven, TradeRight Securities.
Respondent Lawyers(s): Becky Townsend, Michael Rukojzo
Arbitrator(s): Charles E. Farnsworth, David J. Romanski, Michael Craig Butterworth
Hearing Site: San Francisco, CA
07-0307212/29/2015Claimant(s): TradeRight Corp. d/b/a TradeRight Securi
Claimant Lawyers(s): James V. Garvey
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher P. Mader
Arbitrator(s):
Hearing Site: San Francisco, CA

3 Results

Display: