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FINRA Awards for Marc S. Piven

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0009811/16/2012Claimant(s): VCG Securities
Claimant Lawyers(s): Robert H. Fasulo, General Counsel
Respondent(s): Viewpoint Securities
Respondent Lawyers(s): Seth Leyton, Managing Member
Arbitrator(s): Marc S. Piven, Alexander I. Heckman, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
09-0308212/15/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Kevin Simpson
Respondent Lawyers(s): Kevin Joseph Simpson
Arbitrator(s): Marc S. Piven
Hearing Site: Boca Raton, FL

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