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FINRA Awards for Mitchell Yanow

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0361510/27/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Mitchell Yanow
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
09-0435204/08/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Todd Ratner
Respondent(s): Mitchell Yanow
Respondent Lawyers(s): Mitchell T. Yanow
Arbitrator(s): Bernard S. Carrey, Harry Dressler, Laura Jane Starr
Hearing Site: Boca Raton, FL

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