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FINRA Awards for Alan Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0062710/09/2019Claimant(s): Alan Rosenberg
Claimant Lawyers(s): Stephen J. Ginsberg
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Susan C Lushing, Susan Romano, Michael I Stolzar
Hearing Site: New York, NY

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