Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
14-01478 | 10/24/2014 | Claimant(s): MSSB FA Notes Holdings LLC, Morgan Stanely Smith Barney LLC Claimant Lawyers(s): Jonathan Berg Respondent(s): William Almond Respondent Lawyers(s): William Walter Almond Arbitrator(s): John J. Kenny Hearing Site: Boston, MA | ||
12-02638 | 07/15/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Daniel Regan Respondent Lawyers(s): Daniel Charles Regan Arbitrator(s): John J. Kenny Hearing Site: Boston, MA |