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FINRA Awards for Leonard J. Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0396206/12/2012Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Kenneth Miller
Respondent Lawyers(s): Emile Joseph
Arbitrator(s): Leonard J. Sullivan
Hearing Site: New Orleans, LA

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