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FINRA Awards for Brett Andrew LaFerrara

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0066601/26/2018Claimant(s): Brett Laferrera
Claimant Lawyers(s): Brett Andrew LaFerrara
Respondent(s): VALIC Financial Advisors.
Respondent Lawyers(s): Michael A. Rollin
Arbitrator(s): Barbara Black, Terresa L. Beaman, Robert N. Kohn
Hearing Site: Birmingham, AL

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