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FINRA Awards for Michael T. Nobile

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0144006/09/2014Claimant(s): Paul Westervelt, Tyler Kerrigan
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc.
Respondent Lawyers(s): Jack D. Ballard, James Fornari
Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan
Hearing Site: New Orleans, LA
11-0216705/29/2012Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA

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