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FINRA Awards for Dudley Stephens

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0136011/19/2020Claimant(s): Coastal Equities.
Claimant Lawyers(s): Francis Skinner
Respondent(s): Dudley Stephens
Respondent Lawyers(s): Dudley Frankiln Stephens
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
16-0320412/20/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Dudley Stephens
Respondent Lawyers(s): Dudley Franklin Stephens
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY

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