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FINRA Awards for Nancy E. Watters

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0023307/08/2013Claimant(s): Matthew Mcfarland
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Prudential Securities Incorporation
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Nancy E. Watters
Hearing Site: Boston, MA
11-0233506/28/2012Claimant(s): J.P. Morgan Securities LLC
Claimant Lawyers(s): Eugene L. Small
Respondent(s): Keith Melanson
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Nancy E. Watters, Arthur Thomas Carr
Hearing Site: Boston, MA
10-0003809/07/2010Claimant(s): Jesup & Lamont Securities Corp
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Aaron Foley
Respondent Lawyers(s): Peter H. Noone
Arbitrator(s): Martin Jay Siegel, Amy Lampert, Nancy E. Watters
Hearing Site: Boston, MA

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