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FINRA Awards for Thomas Krauss

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0027410/28/2022Claimant(s): Thomas Krauss
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): James McQuade
Arbitrator(s): Camille S. Cooper, Kenneth Paul Williams, Karen J. Orlin
Hearing Site: New York, NY

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