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FINRA Awards for Michael Antoine Rooms

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0234009/13/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Michael Rooms
Respondent Lawyers(s): Michael Antoine Rooms
Arbitrator(s): Martin Mandel, Samuel E. Wing
Hearing Site: Denver, CO

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