Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00151 | 01/25/2022 | Claimant(s): Joseph Gunnar & Co. LLC Claimant Lawyers(s): John E. Lawlor Respondent(s): Brandon Pflaum, Cesar Pozo, Worden Capital Management LLC, Joseph Alagna, Matthew Gates, Miguel Cabarcas Respondent Lawyers(s): John E. Lawlor, Richard Roth Arbitrator(s): Ilene Barbara Zatkin-Butler, Paul C. Kurland, Jeanne M. Keefe Hearing Site: New York, NY | ||
| 18-03703 | 06/04/2019 | Claimant(s): Peter Dizdar Claimant Lawyers(s): Israel Klein Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Ruth Ann Burgess Arbitrator(s): Paul C. Kurland Hearing Site: New York, NY | ||
| 07-01535 | 04/29/2009 | Claimant(s): Wall Street Access Corporation Claimant Lawyers(s): Brian J. Neville Respondent(s): Scott Wertheim, CapTrust Financial Advisors Respondent Lawyers(s): Amie Flower Carmack Arbitrator(s): Paul C. Kurland, Edward Baer, Denzil J. Klippel Hearing Site: New York, NY |