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FINRA Awards for Kimon Peter Daifotis

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0167011/27/2012Claimant(s): Kimon Peter Daifotis, Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Ashley Nobili UFLUTMA, Corinne Nobili UFLUTMA, Raul Nobili Trust U/A dtd 11/02/99
Respondent Lawyers(s): Thomas F. Shine
Arbitrator(s): Sterling N. Frost, James R. Dickson, Dean J. Dietrich
Hearing Site: San Francisco, CA
Expungement
10-0216705/06/2011Claimant(s): Kimon Peter Daifotis
Claimant Lawyers(s): Kendra S. Canape
Respondent(s): Jinni A. Harrigan Trust U/A dtd 4/26/02
Respondent Lawyers(s): Thomas Mauriello
Arbitrator(s): Linda M. McCoy, Philip Aaron Tymon, Janet Marie Krug
Hearing Site: San Francisco, CA
Expungement

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