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FINRA Awards for Ronald H. Walton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0303604/21/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): John Pascale
Respondent Lawyers(s): John Richard Pascale
Arbitrator(s): Ronald H. Walton
Hearing Site: Orlando, FL
08-0154511/10/2008Claimant(s): Dawson James Securities.
Claimant Lawyers(s): Monique MacLaren
Respondent(s): Chanchal Mehta
Respondent Lawyers(s): Chanchal Mehta
Arbitrator(s): Ronald H. Walton
Hearing Site: Boca Raton, FL

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