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FINRA Awards for David Walton Earle

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0056604/27/2015Claimant(s): FFC Capital Advisors
Claimant Lawyers(s): Richard B. Ehret
Respondent(s): Bernard Robertson
Respondent Lawyers(s): Al J. Robert,
Arbitrator(s): Barbara L. Edin, David Walton Earle, Eric M. Schorr
Hearing Site: New Orleans, LA
09-0579012/22/2010Claimant(s): Global Wealth Care Group, L.L.C.
Claimant Lawyers(s): Bruce V. Schewe
Respondent(s): Craig Babineaux
Respondent Lawyers(s): Paul J. Hebert
Arbitrator(s): Mark A. Myers, John C. Anjier, David Walton Earle
Hearing Site: New Orleans, LA

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