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FINRA Awards for Richard Divenuto

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0344912/17/2015Claimant(s): Richard Divenuto
Claimant Lawyers(s): James E. Heavey
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Edward S. Bradley, David S. Billet, Clifford Matthew Olson
Hearing Site: New York, NY
13-0151307/14/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Richard Divenuto
Respondent Lawyers(s): James E. Heavey
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY

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