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FINRA Awards for City National Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0010412/15/2023Claimant(s): Cory Boggs
Claimant Lawyers(s): Michael Bessette
Respondent(s): City National Securities.
Respondent Lawyers(s): Jose A. Lopez
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
18-0211003/06/2019Claimant(s): Duncan Rolph
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): City National Securities.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA

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