Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01023 | 05/10/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Jocelyn Sears Respondent Lawyers(s): Katherine T. Mize Arbitrator(s): John A. Davis, Jack Chapline Vaughan, Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 09-02124 | 04/08/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jack D. Ballard Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Frank M. Romano, William M. Lacy, Charles S. Chester Hearing Site: Houston, TX |