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FINRA Awards for James R. Whelan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0058010/14/2016Claimant(s): James Whalen
Claimant Lawyers(s): James R. Whelan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Glenn J. Hansen, Laura A. Kaster, Matthew James Malinowski
Hearing Site: Philadelphia, PA

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