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FINRA Awards for Mary Ellen McGinnis

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0359011/28/2014Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Brian Murphy
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Kathy A. Tatone, Robert D. Lawson, Mary Ellen McGinnis
Hearing Site: Minneapolis, MN
12-0175410/15/2014Claimant(s): Craig Jarvinen
Claimant Lawyers(s): JD Haas
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Kristina L. Carlson
Arbitrator(s): Craig A. Gordon, Grant D. Sanders, Mary Ellen McGinnis
Hearing Site: Minneapolis, MN

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