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FINRA Awards for Nancy L. Cavey

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0252701/29/2015Claimant(s): Arthur Caporale
Claimant Lawyers(s): Nancy L. Cavey
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Maurice M. Feller, Pamela S. Townsend, Alfred Brunette
Hearing Site: Tampa, FL

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