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FINRA Awards for Berthel

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0243003/01/2019Claimant(s): Jonathan Pyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
17-0249204/24/2018Claimant(s): Fred Hamsayeh
Claimant Lawyers(s): Owen Harnett
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
17-0196004/06/2018Claimant(s): John Long
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Gerald W. Hepp
Hearing Site: Des Moines, IA

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