FINRA Awards for Andrew H. Smith

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-04655	05/05/2009	Claimant(s): Cory Zucker Claimant Lawyers(s): Cory Zucker Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Andrew H. Smith Arbitrator(s): Donald J. Zoeller Hearing Site: New York, NY
07-02186	05/22/2008	Claimant(s): Robert Kelliher Claimant Lawyers(s): Robert F. Kelliher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Andrew H. Smith Arbitrator(s): Stephen Z. Frank Hearing Site: Boston, MA