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FINRA Awards for David Capin

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0118511/07/2018Claimant(s): John Battista
Claimant Lawyers(s): Christopher B Jones
Respondent(s): David Capin
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Philip S. Cottone, Elliot B. Platt, Dolores E Trojak
Hearing Site: Philadelphia, PA

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