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FINRA Awards for Guido Graff

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0399510/04/2019Claimant(s): Craig Kinard, Guido Graff
Claimant Lawyers(s): Jason S. Pinney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s):
Hearing Site: New York, NY

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