FINRA Awards for Cascade Financial Management.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00112	10/31/2008	Claimant(s): Brandon Henry Claimant Lawyers(s): Mark J. Appleton Respondent(s): Cascade Financial Management. Respondent Lawyers(s): Vance O. Knapp Arbitrator(s): Judith Ferris Witthohn, Charles A. Newton, Samuel Clinton O'Daniel Hearing Site: Denver, CO