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FINRA Awards for Howe Barnes Hoefer & Arnett.

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0221607/03/2008Claimant(s): Howe Barnes Hoefer & Arnett.
Claimant Lawyers(s): David T.B. Audley
Respondent(s): Ronald Smith
Respondent Lawyers(s): Paul J. Sussman
Arbitrator(s): Ronald A. Lavery
Hearing Site: Chicago, IL
07-0034409/25/2007Claimant(s): Cherie Stokes
Claimant Lawyers(s): Cherie A. Stokes
Respondent(s): Howe Barnes Hoefer & Arnett.
Respondent Lawyers(s): Matthew C. Boba
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA

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