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FINRA Awards for Walter Vazquez

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0189905/04/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Walter Vazquez
Respondent Lawyers(s): Walter Vazquez
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
11-0185911/25/2011Claimant(s): Gerald Ohalloran
Claimant Lawyers(s): Gerald J. O'Halloran
Respondent(s): Walter Vazquez
Respondent Lawyers(s): Walter Vazquez
Arbitrator(s): H. Steven Holtzman
Hearing Site: Tampa, FL

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