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FINRA Awards for Rudolph Andrew Bata

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0065904/06/2017Claimant(s): Jon Davidson
Claimant Lawyers(s): James D. Patrick
Respondent(s): Wells Fargo Advisors, Janice Hutson
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin
Hearing Site: Atlanta, GA

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