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FINRA Awards for William Stephen Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0287708/10/2022Claimant(s): Christopher Fess
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Robert L. Chisolm, William Stephen Lee, Mary Elizabeth Skelnik
Hearing Site: Little Rock, AR
07-0187102/22/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Christopher Keelin
Respondent Lawyers(s): Christopher W. Keelin
Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee
Hearing Site: Birmingham, AL

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