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FINRA Awards for Robert W. Hathaway

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0043806/29/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Hathaway
Respondent Lawyers(s): Robert W. Hathaway
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ

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