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FINRA Awards for David Evan Licht

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0405111/05/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
Expungement

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