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FINRA Awards for Richard B. Lewis

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0193707/20/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Bradley Barnett
Respondent Lawyers(s): M. Tyler Reynolds
Arbitrator(s): Richard B. Lewis
Hearing Site: Louisville, KY
11-0191910/28/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Mark Nickels
Respondent Lawyers(s): Mark McMurray Nickels
Arbitrator(s): Richard B. Lewis
Hearing Site: Nashville, TN

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