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FINRA Awards for Stephen Young

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0221812/15/2021Claimant(s): Robin Taliaferro
Claimant Lawyers(s): Stephen Young
Respondent(s): Sutter Securities Incorporated, Sutter Capital Partners
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
18-0211003/06/2019Claimant(s): Duncan Rolph
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): City National Securities.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
14-0386812/14/2015Claimant(s): Kenneth Van Wagenen
Claimant Lawyers(s): Edward Gartenberg
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen Young
Arbitrator(s): George H. Casey, Elliott David Finkel
Hearing Site: Los Angeles, CA

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